Upconversion

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Upconversion is a process in which the absorption of two or more photons leads to the emission of light at a shorter wavelength than the excitation wavelength. This phenomenon is a type of non-linear optics and is fundamentally different from linear optical processes such as fluorescence and phosphorescence, where the emission wavelength is longer than the excitation wavelength. Upconversion has significant applications in various fields including biomedical imaging, laser technology, and solar energy conversion.

Mechanism[edit | edit source]

The upconversion process involves several steps. Initially, an absorber (often a material doped with rare-earth ions) absorbs two or more low-energy (longer wavelength) photons. This sequential absorption leads to the excitation of the absorber to a higher energy state. Subsequently, through a process known as energy transfer upconversion (ETU) or excited-state absorption (ESA), the energy is transferred to emit a single photon with higher energy (shorter wavelength) than the absorbed photons.

Types of Upconversion[edit | edit source]

There are primarily two mechanisms through which upconversion occurs: excited-state absorption (ESA) and energy transfer upconversion (ETU).

  • Excited-State Absorption (ESA): In ESA, a single ion absorbs two photons in succession. The first photon excites the ion from the ground state to an intermediate state, and before it relaxes back to the ground state, a second photon is absorbed, promoting it to a higher excited state from which it can emit a photon of higher energy.
  • Energy Transfer Upconversion (ETU): ETU involves two adjacent ions. The first ion is excited by the absorption of a photon. Instead of emitting a photon, it transfers its energy to a second ion, which is then excited to a higher energy level. The second ion can then emit a photon of higher energy than the initially absorbed photons.

Applications[edit | edit source]

Upconversion has a wide range of applications across various fields:

  • Biomedical Imaging: Upconversion nanoparticles (UCNPs) are used in biomedical imaging due to their ability to convert near-infrared light to visible light, which can penetrate deeper into biological tissues with minimal damage and autofluorescence.
  • Laser Technology: Upconversion materials are used in lasers to generate coherent light at wavelengths that are difficult to achieve with conventional laser materials.
  • Solar Energy: Upconversion can enhance the efficiency of solar cells by converting the infrared portion of the solar spectrum, which is not absorbed by most photovoltaic materials, into visible light that can be converted into electricity.
  • Security and Counterfeit Detection: Upconversion materials can be incorporated into inks and coatings to produce security features on currency and valuable documents that are only visible under specific lighting conditions.

Challenges and Future Directions[edit | edit source]

While upconversion offers promising applications, there are challenges to its widespread adoption. The efficiency of upconversion processes is generally low, and significant research is being conducted to find materials and methods to improve this efficiency. Additionally, the synthesis of upconversion materials, especially nanoparticles, requires precise control over size, shape, and composition to achieve the desired optical properties.

Future research in upconversion is likely to focus on developing new materials with higher upconversion efficiencies, exploring novel applications in energy and healthcare, and integrating upconversion materials with existing technologies to enhance their performance.

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Contributors: Prab R. Tumpati, MD